The Succession Planning Wake-Up Call for Small Business Owners

About the Event

Business continuity, succession, and estate planning conversations financial professionals need to be having

For Small & Mid-Sized Business Owners

Businesses with approximately 5–500 employees, founder-led companies, family-owned businesses, and organizations planning for future ownership or leadership transitions.

Business owners know succession planning is more important than ever — but many remain unprepared for what happens if something unexpected occurs. Join our experts for a timely discussion on the growing pertinent need of business succession and transition planning, and how advisors can help owners protect their legacy, their families, and their businesses.

You’ll Learn:

• Why business continuity risk is rising— and why now can be the time to act.
• Common succession planning gaps advisors are seeing across business owners
• How estate planning and business succession planning work together to help protect what matters most.
• Actionable questions and strategies to help you lead these critical conversations.

Zoom: Link provided upon registration.

Speakers:

• Paul Sargent, CLU,ChFC, CLF, Regional VP – Business Solutions, Principal Financial Group
• Patti Bell, CPA*, CLU |AVP – Advanced Solutions, Business and Advanced Solutions, Principal Financial Group

Disclosures:

Insurance products issued by Principal National Life Insurance Company (except in NY) and Principal Life Insurance Company®. Plan administrative services offered by Principal Life. Principal Funds, Inc. is distributed by Principal Funds Distributor, Inc. Securities offered through Principal Securities, Inc., member SIPC, and/or independent broker/dealers. Referenced companies are members of the Principal Financial Group®, Des Moines, IA 50392.

Not FDIC or NCUA insured | May lose value | Not a deposit | No bank or credit union guarantee | Not insured by any Federal government agency

Cavalier Associates is not an affiliate with any company of Principal®.

Subject to the disclosures and terms of the policies and contracts issued by Principal Life Insurance Company. Principal®, Principal Financial Group®, Principal Asset Management, and Principal and the logomark design are registered trademarks and service marks of Principal Financial Services, Inc., a Principal Financial Group company, in various countries around the world and may be used only with the permission of Principal Financial Services, Inc.

For Financial Professional/Institutional Use Only

*CPA, CLU®, ChFC®, & CLF® are education designations only, obtained by the holder by completing the requisite coursework. These designations do not mean the holder is acting in a fiduciary capacity.

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